Note: the highlighting in red below was added by us to
emphasis the language showing that the Supreme Court specifically did
not address whether federal criminal statutes can constitutionally
override California's state law legalizing and regulating medical
marijuana.
Brenda Grantland, webmaster, Forfeiture Endangers American Rights
UNITED STATES, PETITIONER v. OAKLAND CANNABIS BUYERS' COOPERATIVE AND
JEFFREY JONES
No. 00-151
SUPREME COURT OF THE UNITED STATES
532 U.S. 483; 121 S. Ct. 1711; 149 L. Ed. 2d 722; 2001 U.S. LEXIS 3518;
69 U.S.L.W. 4316; 2001 Cal. Daily Op. Service 3836; 2001 Daily Journal
DAR 4691; 14 Fla. L. Weekly S 238; 2001 Colo. J. C.A.R. 2428; 14 Fla.
L. Weekly Fed. S 238
March 28, 2001, Argued
May 14, 2001, Decided
PRIOR HISTORY:
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT.
DISPOSITION:
190 F.3d 1109, reversed and remanded.
SYLLABUS:
Respondent Oakland Cannabis Buyers' Cooperative was organized to
distribute marijuana to qualified patients for medical purposes. The
United States sued to enjoin the Cooperative and its executive
director, also a respondent (together, the Cooperative), under the
Controlled Substances Act. The United States argued that the
Cooperative's activities violated the Act's prohibitions on
distributing, manufacturing, and possessing with the intent to
distribute or manufacture a controlled substance. The District Court
enjoined the Cooperative's activities, but the Cooperative continued to
distribute marijuana. The District Court found the Cooperative in
contempt, rejecting its defense that any distributions were medically
necessary. The court later rejected the Cooperative's motion to modify
the injunction to permit medically necessary distributions. The
Cooperative appealed, and the Ninth Circuit reversed and remanded the
ruling on the motion to modify the injunction. According to the Ninth
Circuit, medical necessity is a legally cognizable defense likely
applicable in the circumstances, the District Court mistakenly believed
it had no discretion to issue an injunction more limited in scope than
the Controlled Substances Act, and the District Court should have
weighed the public interest and considered factors such as the serious
harm in depriving patients of marijuana in deciding whether to modify
the injunction.
Held:
1. There is no medical necessity exception to the Controlled Substances
Act's prohibitions on manufacturing and distributing marijuana. Pp.
5-11.
(a) Because that Act classifies marijuana as a schedule I controlled
substance, it provides only one express exception to the prohibitions
on manufacturing and distributing the drug: Government-approved
research projects. The Cooperative's contention that a
common-law medical necessity defense should be written into the Act is
rejected. There is an open question whether federal courts ever have
authority to recognize a necessity defense not provided by statute. But
that question need not be answered to resolve the issue presented here,
for the terms of the Controlled Substances Act leave no doubt that the
medical necessity defense is unavailable. Pp. 5-7.
(b) Under any conception of legal necessity, the defense cannot succeed
when the legislature itself has made a determination of values. Here,
the Act reflects a determination that marijuana has no medical benefits
worthy of an exception (other than Government-approved research).
Whereas other drugs can be dispensed and prescribed for medical use,
see 21 U.S.C. § 829, the same is not true for marijuana,
which has "no currently accepted medial use" at all, § 811.
This conclusion is supported by the structure of the Act, which divides
drugs into five schedules, depending in part on whether a drug has a
currently accepted medical use, and then imposes restrictions according
to the schedule in which it has been placed. The Attorney
General is authorized to include a drug in schedule I, the most
restrictive schedule, only if the drug has no currently accepted
medical use. The Cooperative errs in arguing that, because Congress,
instead of the Attorney General, placed marijuana into that schedule,
marijuana can be distributed when medically necessary. The statute
treats all schedule I drugs alike, and there is no reason why drugs
that Congress placed there should be subject to fewer controls than
those that the Attorney General placed there. Also rejected is the
Cooperative's argument that a drug may be found medically necessary for
a particular patient or class even when it has not achieved general
acceptance as a medical treatment. It is clear from the text of the Act
that Congress determined that marijuana has no medical benefits worthy
of an exception granted to other drugs. The statute expressly
contemplates that many drugs have a useful medical purpose, see
§ 801(1), but it includes no exception at all for any
medical use of marijuana. This Court is unwilling to view that omission
as an accident and is unable, in any event, to override a legislative
determination manifest in the statute. Finally, the canon
of constitutional avoidance has no application here, because there is
no statutory ambiguity. Pp. 7-11.
2. The discretion that courts of equity traditionally possess in
fashioning relief does not serve as a basis for affirming the Ninth
Circuit in this case. To be sure, district courts properly acting as
courts of equity have discretion unless a statute clearly provides
otherwise. But the mere fact that the District Court had discretion
does not suggest that the court, when evaluating the motion, could
consider any and all factors that might relate to the public interest
or the parties' conveniences, including medical needs. Equity courts
cannot ignore Congress' judgment expressed in legislation. Their choice
is whether a particular means of enforcement should be chosen over
another permissible means, not whether enforcement is preferable to no
enforcement at all. To the extent a district court considers the public
interest and parties' conveniences, the court is limited to evaluating
how those factors are affected by the selection of an injunction over
other enforcement mechanisms. Because the Controlled Substances Act
covers even those who have what could be termed a medical
necessity, it precludes consideration of the evidence that the Ninth
Circuit deemed relevant. Pp. 11-15.
190 F.3d 1109, reversed and remanded.
COUNSEL:
Barbara D. Underwood argued the cause for petitioner.
Gerald F. Uelmen argued the cause for respondents.
JUDGES:
THOMAS, J., delivered the opinion of the Court, in which REHNQUIST, C.
J., and O'CONNOR, SCALIA, and KENNEDY, JJ., joined. STEVENS, J., filed
an opinion concurring in the judgment, in which SOUTER and GINSBURG,
JJ., joined. BREYER, J., took no part in the consideration or decision
of the case.
OPINIONBY:
THOMAS
OPINION:
[**1715] [***729] [*486]
JUSTICE THOMAS delivered the opinion of the Court.
[***HR1A] The Controlled Substances Act, 84 Stat.
1242, 21 U.S.C. § 801 et seq., prohibits the manufacture and
distribution of various drugs, including marijuana. In this case, we
must decide whether there is a medical necessity exception to these
prohibitions. We hold that there is not.
I
In November 1996, California voters enacted an initiative measure
entitled the Compassionate Use Act of 1996. Attempting "to ensure that
seriously ill Californians have the right to obtain and use marijuana
for medical purposes," Cal. Health & Safety Code Ann. §
11362.5 (West Supp. 2001), the statute creates an exception to
California laws prohibiting the possession and cultivation of
marijuana. These prohibitions no longer apply to a patient or his
primary caregiver who possesses or cultivates marijuana for the
patient's medical purposes upon the recommendation or approval of a
physician. Ibid. In the wake of this voter initiative, several groups
organized "medical cannabis dispensaries" to meet the needs of
qualified patients. United States v. Cannabis Cultivators Club, 5 F.
Supp. 2d 1086, 1092 (ND Cal. 1998). Respondent Oakland Cannabis Buyers'
Cooperative is one of these groups.
The Cooperative is a not-for-profit organization that operates in
downtown Oakland. A physician serves as medical director, and
registered nurses staff the Cooperative during business hours. To
become a member, a patient must provide a written statement from a
treating physician assenting to marijuana therapy and must submit to a
screening interview. If accepted as a member, the patient receives an
identification card entitling him to obtain marijuana from the
Cooperative.
In January 1998, the United States sued the Cooperative and its
executive director, respondent Jeffrey Jones (together,
[*487] the Cooperative), in the United States District
Court for the Northern District of California. Seeking to enjoin the
Cooperative from distributing and manufacturing marijuana, n1 the
United States argued that, [**1716] whether or not the
Cooperative's activities are legal under California law, they violate
federal law. Specifically, the Government argued that the Cooperative
violated the Controlled Substances Act's prohibitions on distributing,
manufacturing, and possessing with the intent to distribute or
manufacture a controlled substance. 21 U.S.C. § 841(a).
Concluding that the Government had established a probability of success
on the merits, the District Court granted a preliminary
[***730] injunction. App. to Pet. for Cert. 39a-40a, 5 F. Supp.
2d at 1105.
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- - - -
n1 The Government requested, and the District Court granted, an
injunction that prohibited the possession of marijuana with the intent
to manufacture and distribute, as well as the distribution and
manufacture of marijuana. For simplicity, in this opinion, we refer to
these activities collectively as distributing and manufacturing
marijuana. The legal issues are the same for all of these activities.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - -
The Cooperative did not appeal the injunction but instead openly
violated it by distributing marijuana to numerous persons, App. to Pet.
for Cert. at 21a-23a. To terminate these violations, the Government
initiated contempt proceedings. In defense, the Cooperative contended
that any distributions were medically necessary. Marijuana is the only
drug, according to the Cooperative, that can alleviate the severe pain
and other debilitating symptoms of the Cooperative's patients. Id. at
29a. The District Court rejected this defense, however, after
determining there was insufficient evidence that each recipient of
marijuana was in actual danger of imminent harm without the drug. Id.
at 29a-32a. The District Court found the Cooperative in contempt and,
at the Government's request, modified the preliminary injunction to
empower the United States Marshal to seize the Cooperative's premises.
Id. at 37a. Although recognizing that [*488] "human
suffering" could result, the District Court reasoned that a court's
"equitable powers [do] not permit it to ignore federal law." Ibid.
Three days later, the District Court summarily rejected a motion by the
Cooperative to modify the injunction to permit distributions that are
medically necessary.
The Cooperative appealed both the contempt order and the denial of the
Cooperative's motion to modify. Before the Court of Appeals for the
Ninth Circuit decided the case, however, the Cooperative voluntarily
purged its contempt by promising the District Court that it would
comply with the initial preliminary injunction. Consequently, the Court
of Appeals determined that the appeal of the contempt order was
moot. 190 F.3d 1109, 1112-1113 (1999).
The denial of the Cooperative's motion to modify the injunction,
however, presented a live controversy that was appealable under 28
U.S.C. § 1292(a)(1). Reaching the merits of this issue, the
Court of Appeals reversed and remanded. According to the Court of
Appeals, the medical necessity defense was a "legally cognizable
defense" that likely would apply in the circumstances. 190 F.3d
at 1114. Moreover, the Court of Appeals reasoned, the District Court
erroneously "believed that it had no discretion to issue an injunction
that was more limited in scope than the Controlled Substances Act
itself." Id. at 1114-1115. Because, according to the Court of
Appeals, district courts retain "broad equitable discretion" to fashion
injunctive relief, the District Court could have, and should have,
weighed the "public interest" and considered factors such as the
serious harm in depriving patients of marijuana. Ibid. Remanding the
case, the Court of Appeals instructed the District Court to consider
"the criteria for a medical necessity exemption, and, should it modify
the injunction, to set forth those criteria in the modification order."
Id. at 1115. Following these instructions, the District Court granted
the Cooperative's [*489] motion to modify the injunction to
incorporate a medical necessity defense. n2
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n2 The amended preliminary injunction reaffirmed that the Cooperative
is generally enjoined from manufacturing, distributing, and possessing
with the intent to manufacture or distribute marijuana, but it carved
out an exception for cases of medical necessity. Specifically, the
District Court ordered that "the foregoing injunction does not apply to
the distribution of cannabis by [the Cooperative] to patient-members
who (1) suffer from a serious medical condition, (2) will suffer
imminent harm if the patient-member does not have access to cannabis,
(3) need cannabis for the treatment of the patient-member's medical
condition, or need cannabis to alleviate the medical condition or
symptoms associated with the medical condition, and (4) have no
reasonable legal alternative to cannabis for the effective treatment or
alleviation of the patient-member's medical condition or symptoms
associated with the medical condition because the patient-member has
tried all other legal alternatives to cannabis and the alternatives
have been ineffective in treating or alleviating the patient-member's
medical condition or symptoms associated with the medical condition, or
the alternatives result in side effects which the patient-member cannot
reasonably tolerate." App. to Pet. for Cert. 16a-17a.
The United States appealed the District Court's order amending the
preliminary injunction. At the Government's request, we stayed the
order pending the appeal. 530 U.S. 1298 (2000). The Court of
Appeals has postponed oral argument pending our decision in this case.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - - [**1717] [***731]
The United States petitioned for certiorari to review the Court of
Appeals' decision that medical necessity is a legally cognizable
defense to violations of the Controlled Substances Act. Because the
decision raises significant questions as to the ability of the United
States to enforce the Nation's drug laws, we granted certiorari.
531 U.S. 1010 (2000).
II
The Controlled Substances Act provides that, "except as authorized by
this subchapter, it shall be unlawful for any person knowingly or
intentionally . . . to manufacture, distribute, or dispense, or possess
with intent to manufacture, distribute, or dispense, a controlled
substance." 21 U.S.C. § 841(a)(1). The subchapter, in turn,
establishes exceptions. [*490] For marijuana (and other
drugs that have been classified as "schedule I" controlled substances),
there is but one express exception, and it is available only for
Government-approved research projects, § 823(f). Not
conducting such a project, the Cooperative cannot, and indeed does not,
claim this statutory exemption.
[***HR1B] The Cooperative contends, however, that
notwithstanding the apparently absolute language of §
841(a), the statute is subject to additional, implied exceptions, one
of which is medical necessity. According to the Cooperative, because
necessity was a defense at common law, medical necessity should be read
into the Controlled Substances Act. We disagree.
[***HR2] As an initial matter, we note that it is an open
question whether federal courts ever have authority to recognize a
necessity defense not provided by statute. A necessity defense
"traditionally covered the situation where physical forces beyond the
actor's control rendered illegal conduct the lesser of two evils."
United States v. Bailey, 444 U.S. 394, 410, 62 L. Ed. 2d 575, 100 S.
Ct. 624 (1980). Even at common law, the defense of necessity was
somewhat controversial. See, e.g., Queen v. Dudley & Stephens, 14
QB 273 (1884). And under our constitutional system, in which federal
crimes are defined by statute rather than by common law, see United
States v. Hudson, 11 U.S. 32, 7 Cranch 32, 34, 3 L. Ed. 259 (1812), it
is especially so. As we have stated: "Whether, as a policy matter, an
exemption should be created is a question for legislative judgment, not
judicial inference." United States v. Rutherford, 442 U.S. 544, 559, 61
L. Ed. 2d 68, 99 S. Ct. 2470 (1979). Nonetheless, we recognize that
this Court [***732] has discussed the possibility of a
necessity defense without altogether rejecting it. See, e.g., Bailey,
supra, at 415. n3
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n3 The Cooperative is incorrect to suggest that Bailey has settled the
question whether federal courts have authority to recognize a necessity
defense not provided by statute. There, the Court rejected the
necessity defense of a prisoner who contended that adverse prison
conditions justified his prison escape. The Court held that the
necessity defense is unavailable to prisoners, like Bailey, who fail to
present evidence of a bona fide effort to surrender as soon as the
claimed necessity had lost its coercive force. 444 U.S. at 415.
It was not argued, and so there was no occasion to consider, whether
the statute might be unable to bear any necessity defense at all. And
although the Court noted that Congress "legislates against a background
of Anglo-Saxon common law" and thus "may" have contemplated a necessity
defense, the Court refused to "balance [the] harms," explaining that
"we are construing an Act of Congress, not drafting it." Id. at 415, n.
11.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - - [**1718] [*491]
[***HR1C] [***HR3] [***HR4A] We
need not decide, however, whether necessity can ever be a defense when
the federal statute does not expressly provide for it. In this case, to
resolve the question presented, we need only recognize that a medical
necessity exception for marijuana is at odds with the terms of the
Controlled Substances Act. The statute, to be sure, does not explicitly
abrogate the defense. n4 But its provisions leave no doubt that the
defense is unavailable.
[***HR4B]
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n4 We reject the Cooperative's intimation that elimination of the
defense requires an "explicit" statement. Brief for Respondents 21.
Considering that we have never held necessity to be a viable
justification for violating a federal statute, see supra, at 5-6, and
n. 3, and that such a defense would entail a social balancing that is
better left to Congress, we decline to set the bar so high.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - -
[***HR1D] [***HR5] Under any conception of
legal necessity, one principle is clear: The defense cannot succeed
when the legislature itself has made a "determination of values." 1 W.
LaFave & A. Scott, Substantive Criminal Law § 5.4,
p. 629 (1986). In the case of the Controlled Substances Act, the
statute reflects a determination that marijuana has no medical benefits
worthy of an exception (outside the confines of a Government-approved
research project). Whereas some other drugs can be dispensed and
prescribed for medical use, see 21 U.S.C. § 829, the same is
not true for marijuana. Indeed, for purposes of the Controlled
Substances Act, marijuana has "no currently accepted medical use" at
all. § 811.
[***HR1E] The structure of the Act supports this
conclusion. The statute divides drugs into five schedules, depending in
part on whether the particular drug has a currently accepted
[*492] medical use. The Act then imposes restrictions on the
manufacture and distribution of the substance according to the schedule
in which it has been placed. Schedule I is the most restrictive
schedule. n5 The Attorney General can include a drug in schedule I only
if the drug "has no currently accepted medical use in treatment in the
United States," "has a high potential for abuse," and has "a lack of
accepted safety for use . . . under medical supervision." §
§ 812(b)(1)(A)-(C). Under the statute, the Attorney
General could not put marijuana into schedule I if [***733]
marijuana had any accepted medical use.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n5 As noted, supra, at 5, the only express exception for schedule I
drugs is the Government-approved research project, see 21 U.S.C.
§ 823(f). Unlike drugs in other schedules, see §
829, schedule I drugs cannot be dispensed under a prescription.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - -
The Cooperative points out, however, that the Attorney General
did not place marijuana into schedule I. Congress put it there, and
Congress was not required to find that a drug lacks an accepted medical
use before including the drug in schedule I. We are not persuaded that
this distinction has any significance to our inquiry. Under the
Cooperative's logic, drugs that Congress places in schedule I could be
distributed when medically necessary whereas drugs that the Attorney
General places in schedule I could not. Nothing in the statute,
however, suggests that there are two tiers of schedule I narcotics,
with drugs in one tier more readily available than drugs in the other.
On the contrary, the statute consistently treats all schedule I drugs
alike. See, e.g., § 823(a) (providing criteria for Attorney
General to consider when determining whether to register an applicant
to manufacture schedule I controlled substances), § 823(b)
(providing criteria for Attorney General to consider
[**1719] when determining whether to register an applicant to
distribute schedule I controlled substances), § 823(f)
(providing procedures for becoming a government-approved research
project), § 826 (establishing production quotas for schedule
I drugs). Moreover, [*493] the Cooperative offers no
convincing explanation for why drugs that Congress placed on schedule I
should be subject to fewer controls than the drugs that the Attorney
General placed on the schedule. Indeed, the Cooperative argues that, in
placing marijuana and other drugs on schedule I, Congress "wished to
assert the most restrictive level of controls created by the
[Controlled Substances Act]." Brief for Respondents 24. If marijuana
should be subject to the most restrictive level of controls, it should
not be treated any less restrictively than other schedule I drugs.
[***HR1F] [***HR6A] The Cooperative further
argues that use of schedule I drugs generally -- whether placed in
schedule I by Congress or the Attorney General -- can be medically
necessary, notwithstanding that they have "no currently accepted
medical use." According to the Cooperative, a drug may not yet have
achieved general acceptance as a medical treatment but may nonetheless
have medical benefits to a particular patient or class of patients. We
decline to parse the statute in this manner. It is clear from the text
of the Act that Congress has made a determination that marijuana has no
medical benefits worthy of an exception. The statute expressly
contemplates that many drugs "have a useful and legitimate medical
purpose and are necessary to maintain the health and general welfare of
the American people," § 801(1), but it includes no exception
at all for any medical use of marijuana. Unwilling to view this
omission as an accident, and unable in any event to override a
legislative determination manifest in a statute, we reject the
Cooperative's argument. n6
[***HR6B]
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n6 The Government argues that the 1998 "sense of the Congress"
resolution, 112 Stat. 2681-760 to 2681-761, supports its position that
Congress has foreclosed the medical necessity defense. Entitled "Not
Legalizing Marijuana for Medicinal Use," the resolution declares that
"Congress continues to support the existing Federal legal process for
determining the safety and efficacy of drugs and opposes efforts to
circumvent this process by legalizing marijuana, and other Schedule I
drugs, for medicinal use without valid scientific evidence and the
approval of the Food and Drug Administration." Because we conclude that
the Controlled Substances Act cannot sustain the medical necessity
defense, we need not consider whether the 1998 "sense of the Congress
resolution" is additional evidence of a legislative determination to
eliminate the defense.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - - [*494]
[***HR7] [***HR8] Finally, the Cooperative contends
[***734] that we should construe the Controlled Substances Act to
include a medical necessity defense in order to avoid what it considers
to be difficult constitutional questions. In particular, the
Cooperative asserts that, shorn of a medical necessity defense, the
statute exceeds Congress' Commerce Clause powers, violates the
substantive due process rights of patients, and offends the fundamental
liberties of the people under the Fifth, Ninth, and Tenth Amendments.
As the Cooperative acknowledges, however, the canon of constitutional
avoidance has no application in the absence of statutory ambiguity.
Because we have no doubt that the Controlled Substances Act cannot bear
a medical necessity defense to distributions of marijuana, we do not
find guidance in this avoidance principle. Nor do we consider the
underlying constitutional issues today. Because the Court of Appeals
did not address these claims, we decline to do so in the first instance.
[***HR1G] [***HR9A] [***HR10A] For
these reasons, we hold that medical necessity is not a defense to
manufacturing and distributing marijuana. n7 [**1720]
The [*495] Court of Appeals erred when it held that medical
necessity is a "legally cognizable defense." 190 F.3d at 1114. It
further erred when it instructed the District Court on remand to
consider "the criteria for a medical necessity exemption, and, should
it modify the injunction, to set forth those criteria in the
modification order." Id. at 1115.
[***HR9B]
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n7 Lest there be any confusion, we clarify that nothing in our
analysis, or the statute, suggests that a distinction should be drawn
between the prohibitions on manufacturing and distributing and the
other prohibitions in the Controlled Substances Act. Furthermore, the
very point of our holding is that there is no medical necessity
exception to the prohibitions at issue, even when the patient is
"seriously ill" and lacks alternative avenues for relief. Indeed, it is
the Cooperative's argument that its patients are "seriously ill," see,
e.g., Brief for Respondents 11, 13, 17, and lacking "alternatives,"
see, e.g., id. at 13. We reject the argument that these factors warrant
a medical necessity exception. If we did not, we would be affirming
instead of reversing the Court of Appeals.
Finally, we share JUSTICE STEVENS' concern for "showing respect for the
sovereign States that comprise our Federal Union." Post, at 3 (opinion
concurring in judgment). However, we are "construing an Act of
Congress, not drafting it." United States v. Bailey, 444 U.S. 394, 415,
n. 11, 62 L. Ed. 2d 575, 100 S. Ct. 624 (1980). Because federal courts
interpret, rather than author, the federal criminal code, we are not at
liberty to rewrite it. Nor are we passing today on a constitutional
question, such as whether the Controlled Substances Act exceeds
Congress' power under the Commerce Clause.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - -
III
[***HR11A] The Cooperative contends that, even if the
Controlled Substances Act forecloses the medical necessity defense,
there is an alternative ground for affirming the Court of Appeals. This
case, the Cooperative reminds us, arises from a motion to modify an
injunction to permit distributions that are medically necessary.
According to the Cooperative, the Court of Appeals was correct that the
District Court had "broad equitable discretion" to tailor the
injunctive relief to account for medical necessity, irrespective of
whether there is a legal defense of necessity in the statute. Id. at
1114. To sustain [***735] the judgment below, the argument
goes, we need only reaffirm that federal courts, in the exercise of
their equity jurisdiction, have discretion to modify an injunction
based upon a weighing of the public interest. n8
[***HR11B]
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - -
- - - -
n8 Notwithstanding JUSTICE STEVENS' concerns, post, at 4, it is
appropriate for us to address this issue because this case arises from
a motion to modify the injunction, because the Court of Appeals held
that the District Court misconstrued its equitable discretion, and
because the Cooperative offers this conclusion as an alternative ground
for affirmance.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - -
- - - -
[***HR10B] [***HR12A] We disagree. Although
district courts whose equity powers have been properly invoked indeed
have discretion in fashioning injunctive relief (in the absence of a
statutory restriction), the Court of Appeals erred concerning the
factors that the district courts may consider in exercising such
discretion. [*496]
A
[***HR12B] As an initial matter, the Cooperative is correct
that, when district courts are properly acting as courts of equity,
they have discretion unless a statute clearly provides otherwise. For
"several hundred years," courts of equity have enjoyed "sound
discretion" to consider the "necessities of the public interest" when
fashioning injunctive relief. Hecht Co. v. Bowles, 321 U.S. 321,
329-330, 88 L. Ed. 754, 64 S. Ct. 587 (1944). See also id. at 329 ("The
essence of equity jurisdiction has been the power of the Chancellor to
do equity and to mould each decree to the necessities of the particular
case. Flexibility rather than rigidity has distinguished it");
Weinberger v. Romero-Barcelo, 456 U.S. 305, 312, 72 L. Ed. 2d 91, 102
S. Ct. 1798 (1982) ("In exercising their sound discretion, courts of
equity should pay particular regard for the public consequences in
employing the extraordinary remedy of injunction"). Such discretion is
displaced only by a "clear and valid legislative command." Porter v.
Warner Holding Co., 328 U.S. 395, 398, 90 L. Ed. 1332, 66 S. Ct. 1086
(1946). See also Romero-Barcelo, supra, at 313 ("Of course, Congress
may intervene and guide [**1721] or control the exercise of
the courts' discretion, but we do not lightly assume that Congress has
intended to depart from established principles").
[***HR13] The Cooperative is also correct that the District
Court in this case had discretion. The Controlled Substances Act vests
district courts with jurisdiction to enjoin violations of the Act, 21
U.S.C. § 882(a). But a "grant of jurisdiction to issue
[equitable relief] hardly suggests an absolute duty to do so under any
and all circumstances," Hecht, supra, at 329 (emphasis omitted).
Because the District Court's use of equitable power is not textually
required by any "clear and valid legislative command," the court did
not have to issue an injunction.
TVA v. Hill, 437 U.S. 153 (1978), does not support the
Government's contention that the District Court lacked discretion in
fashioning injunctive relief. In Hill, the Court held that the
Endangered Species Act of 1973 required the [*497] District
Court to enjoin completion of a dam, whose operation would either
eradicate the known population of the snail darter or destroy its
critical habitat. Id. at 193-195. [***736] The
District Court lacked discretion because an injunction was the "only
means of ensuring compliance." Romero-Barcelo, supra, at 314
(explaining why the District Court in Hill lacked discretion).
Congress'"order of priorities," as expressed in the statute, would be
deprived of effect if the District Court could choose to deny
injunctive relief. Hill, supra, at 194. In effect, the District Court
had only a Hobson's choice. By contrast, with respect to the Controlled
Substances Act, criminal enforcement is an alternative, and indeed the
customary, means of ensuring compliance with the statute. Congress'
resolution of the policy issues can be (and usually is) upheld without
an injunction.
B
[***HR10C] But the mere fact that the District Court had
discretion does not suggest that the District Court, when evaluating
the motion to modify the injunction, could consider any and all factors
that might relate to the public interest or the conveniences of the
parties, including the medical needs of the Cooperative's patients. On
the contrary, a court sitting in equity cannot "ignore the judgment of
Congress, deliberately expressed in legislation." Virginian R. Co. v.
Railway Employees, 300 U.S. 515, 551 (1937). A district court cannot,
for example, override Congress' policy choice, articulated in a
statute, as to what behavior should be prohibited. "Once Congress,
exercising its delegated powers, has decided the order of priorities in
a given area, it is . . . for the courts to enforce them when
enforcement is sought." Hill, 437 U.S. at 194. Courts of equity cannot,
in their discretion, reject the balance that Congress has struck in a
statute. Id. at 194-195. Their choice (unless there is statutory
language to the contrary) is simply whether a particular
[*498] means of enforcing the statute should be chosen over
another permissible means; their choice is not whether enforcement is
preferable to no enforcement at all. n9 Consequently,
[**1722] when a court of equity exercises its discretion, it may
not consider the advantages and disadvantages of nonenforcement of the
statute, but only the advantages and disadvantages of "employing
the extraordinary remedy of injunction," Romero-Barcelo, 456 U.S. at
311, over the other available methods of enforcement.
[***737] Cf. id. at 316 (referring to "discretion to rely
on remedies other than an immediate prohibitory injunction") To the
extent the district court considers the public interest and the
conveniences of the parties, the court is limited to evaluating how
such interest and conveniences are affected by the selection of an
injunction over other enforcement mechanisms.
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n9 Hecht Co. v. Bowles, 321 U.S. 321, 88 L. Ed. 754, 64 S. Ct. 587
(1944), for example, held that the District Court was not required to
issue an injunction to restrain violations of the Emergency Price
Control Act of 1942 and regulations thereunder when "some 'other order'
might be more appropriate, or at least so appear to the court." Id. at
328 (quoting statutory provision that enabled district court to issue
an injunction, a restraining order, "or other order"). Weinberger
v. Romero-Barcelo, 456 U.S. 305, 72 L. Ed. 2d 91, 102 S. Ct. 1798
(1982), held that a District Court had discretion not to issue an
injunction precluding the United States Navy from releasing ordnance
into water, but to rely on other means of ensuring compliance,
including ordering the Navy to obtain a permit. Id. at 314-318.
See also Amoco Production Co. v. Gambell, 480 U.S. 531, 544-546, 94 L.
Ed. 2d 542, 107 S. Ct. 1396 (1987) (holding that a District Court did
not err in declining to issue an injunction to bar exploratory drilling
on Alaskan public lands, because the district court's decision "did not
undermine" the policy of the Alaska National Interest Lands
Conservation Act, 16 U.S.C. § 3120, and because the
Secretary of the Interior had other means of meaningfully complying
with the statute).
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C
In this case, the Court of Appeals erred by considering relevant the
evidence that some people have "serious medical conditions for whom the
use of cannabis is necessary in order to treat or alleviate those
conditions or their symptoms," that these people "will suffer serious
harm if they are denied cannabis," and that "there is no legal
alternative to cannabis [*499] for the effective treatment
of their medical conditions." 190 F.3d at 1115. As explained above, in
the Controlled Substances Act, the balance already has been struck
against a medical necessity exception. Because the statutory
prohibitions cover even those who have what could be termed a medical
necessity, the Act precludes consideration of this evidence. It was
thus error for the Court of Appeals to instruct the District Court on
remand to consider "the criteria for a medical necessity exemption,
and, should it modify the injunction, to set forth those criteria in
the modification order." Ibid.
* * *
The judgment of the Court of Appeals is reversed, and the case is
remanded for further proceedings consistent with this opinion.
It is so ordered.
JUSTICE BREYER took no part in the consideration or decision of this
case.
CONCURBY:
STEVENS
CONCUR:
JUSTICE STEVENS, with whom JUSTICE SOUTER and JUSTICE GINSBURG join,
concurring in the judgment.
Lest the Court's narrow holding be lost in its broad dicta, let me
restate it here: "We hold that medical necessity is not a defense to
manufacturing and distributing marijuana." Ante, at 10 (emphasis
added). This confined holding is consistent with our grant of
certiorari, which was limited to the question "whether the Controlled
Substances Act, 21 U.S.C. 801 et seq., forecloses a medical necessity
defense to the Act's prohibition against manufacturing and distributing
marijuana, a Schedule I controlled substance." Pet. for Cert. (I)
(emphasis added). And, at least with respect to distribution, this
holding is consistent with how the issue was raised and litigated
below. As stated by the District Court, the question before it was
"whether [respondents'] admitted distribution of marijuana for use by
seriously [*500] ill persons upon a physician's
recommendation violates federal law," and if so, whether such
distribution "should be enjoined pursuant to the injunctive relief
provisions of the federal Controlled Substances Act." United States v.
Cannabis Cultivators Club, 5 F. Supp. 2d 1086, 1091 (ND Cal. 1998)
(emphasis added).
Accordingly, in the lower courts as well as here, respondents have
raised the medical necessity defense as a justification for
distributing marijuana to cooperative members, and it
[***738] was in that context that [**1723] the Ninth
Circuit determined that respondents had "a legally cognizable defense."
190 F.3d 1109, 1114 (1999). The Court is surely correct to reverse that
determination. Congress' classification of marijuana as a schedule I
controlled substance -- that is, one that cannot be distributed outside
of approved research projects, see 21 U.S.C. § § 812,
823(f), 829 -- makes it clear that "the Controlled Substances Act
cannot bear a medical necessity defense to distributions of marijuana,"
ante, at 10 (emphasis added)). n1
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n1 In any event, respondents do not fit the paradigm of a defendant who
may assert necessity. The defense "traditionally covered the situation
where physical forces beyond the actor's control rendered illegal
conduct the lesser of two evils." United States v. Bailey, 444 U.S.
394, 410, 62 L. Ed. 2d 575, 100 S. Ct. 624 (1980); see generally 1 W.
LaFave & A. Scott, Substantive Criminal Law § 5.4, pp.
627-640 (1986). Respondents, on the other hand, have not been forced to
confront a choice of evils -- violating federal law by distributing
marijuana to seriously ill patients or letting those individuals suffer
-- but have thrust that choice upon themselves by electing to become
distributors for such patients. Of course, respondents also cannot
claim necessity based upon the choice of evils facing seriously ill
patients, as that is not the same choice respondents face.
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Apart from its limited holding, the Court takes two unwarranted and
unfortunate excursions that prevent me from joining its opinion. First,
the Court reaches beyond its holding, and beyond the facts of the case,
by suggesting that the defense of necessity is unavailable for anyone
under the [*501] Controlled Substances Act. Ante, at 6-9,
10, n. 7, 15. Because necessity was raised in this case as a defense to
distribution, the Court need not venture an opinion on whether the
defense is available to anyone other than distributors. Most notably,
whether the defense might be available to a seriously ill patient for
whom there is no alternative means of avoiding starvation or
extraordinary suffering is a difficult issue that is not presented
here. n2
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n2 As a result, perhaps the most glaring example of the Court's dicta
is its footnote 7, where it opines that "nothing in our analysis, or
the statute, suggests that a distinction should be drawn between the
prohibitions on manufacturing and distributing and the other
prohibitions in the Controlled Substances Act." Ante, at 10, n. 7.
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Second, the Court gratuitously casts doubt on "whether necessity can
ever be a defense" to any federal statute that does not explicitly
provide for it, calling such a defense into question by a misleading
reference to its existence as an "open question." Ante, at 5, 6. By
contrast, our precedent has expressed no doubt about the viability of
the common-law defense, even in the context of federal criminal
statutes that do not provide for it in so many words. See, e.g., United
States v. Bailey, 444 U.S. 394, 415, 62 L. Ed. 2d 575, 100 S. Ct. 624
(1980) ("We therefore hold that, where a criminal defendant is charged
with escape and claims that he is entitled to an instruction on the
theory of duress or necessity, he must proffer evidence of a bona fide
effort to surrender or return to custody as soon as the claimed duress
or necessity had lost its coercive force"); id. at 415, n. 11 ("Our
principal difference with the dissent, therefore, is not as to the
existence of such a defense but as to the importance of surrender as an
element of it" (emphasis added)). Indeed, the Court's comment on the
general availability [***739] of the necessity defense is
completely unnecessary because the Government has made no such
suggestion. Cf. Brief for Petitioner 17-18 (narrowly arguing that
necessity defense cannot succeed if legislature has [*502]
already "canvassed the issue" and precluded it for a particular statute
(internal quotation marks omitted)). The Court's opinion on this point
is pure dictum.
The overbroad language of the
Court's opinion is especially unfortunate given the importance of
showing respect for the sovereign States that comprise our Federal
Union. That respect imposes a duty on federal courts, whenever
possible, to avoid [**1724] or minimize conflict between
federal and state law, particularly in situations in which the citizens
of a State have chosen to "serve as a laboratory" in the trial of
"novel social and economic experiments without risk to the rest of the
country." New State Ice Co. v. Liebmann, 285 U.S. 262, 311, 76 L. Ed.
747, 52 S. Ct. 371 (1932) (Brandeis, J., dissenting). In my view, this
is such a case. n3 By passing Proposition 215, California voters have
decided that seriously ill patients and their primary caregivers should
be exempt from prosecution under state laws for cultivating and
possessing marijuana if the patient's physician recommends using the
drug for treatment. n4 This case does not call upon the
Court to deprive all such patients of the benefit of the necessity
defense to federal prosecution, when the case itself does not involve
any such patients.
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- - - -
n3 Cf. Feeney, Bush Backs States' Rights on Marijuana: He Opposes
Medical Use But Favors Local Control, Dallas Morning News, Oct. 20,
1999, p. 6 A. 1999 WL 28018944 (then-Governor Bush supporting state
self-determination on medical marijuana use).
n4 Since 1996, six other States -- Alaska, Colorado, Maine, Nevada,
Oregon, and Washington -- have passed medical marijuana initiatives,
and Hawaii has enacted a similar measure through its legislature. See
Alaska Stat. Ann. § § 11.71.090, 17.37.010 to 17.37.080
(2000); Colo. Const., Art. XVIII, § 14; Haw. Rev. Stat.
§ § 329-121 to 329-128 (Supp. 2000); Me. Rev. Stat.
Ann., Tit. 22, § 2383-B(5) (2000); Nev. Const., Art. 4,
§ 38; Ore. Rev. Stat. § § 475.300 to 475.346
(1999); Wash. Rev. Code § § 69.51A.005 to 69.51A.902
(1997 and Supp. 2000-2001).
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An additional point deserves emphasis. This case does not require us to
rule on the scope of the District Court's discretion to enjoin, or to
refuse to enjoin, the possession of marijuana or other potential
violations of the Controlled [*503] Substances Act by a
seriously ill patient for whom the drug may be a necessity. Whether it
would be an abuse of discretion for the District Court to refuse to
enjoin those sorts of violations, and whether the District Court may
consider the availability of the necessity defense for that sort of
violator, are questions that should be decided on the authority of
cases such as Hecht Co. v. Bowles, 321 U.S. 321, 88 L. Ed. 754, 64 S.
Ct. 587 (1944), and Weinberger v. Romero-Barcelo, 456 U.S. 305, 72 L.
Ed. 2d 91, 102 S. Ct. 1798 (1982), and that properly should be left
"open" by this case.
I join the Court's judgment of reversal because I agree that a
distributor of marijuana does not have a medical necessity defense
under the Controlled Substances Act. I do not, however, join the dicta
in the Court's opinion.